Ascent RegTech

AI-powered platform that automates regulatory compliance for financial institutions by mapping regulations to business profiles and generating actionable tasks.

Law firms using it: 0
Tracked moves: 0
Latest activity: —
Category: —

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At a glance

Pricing model: Enterprise contract
Built for: Corporate legal departments
Category: Not provided
Founded: 2011
Team size: 51-200
Funding: Series A · $19.6M raised
Security posture: AscentRegTech (AscentAI) maintains a SOC 2 Type I attestation.
Data handling: Not provided

Use cases

Compliance monitoring Knowledge management

Practice areas

Regulatory

Law firm adoption

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In depth

Ascent RegTech (ascentregtech.com) is a regulatory technology company that provides automated compliance solutions for financial services firms. The company leverages artificial intelligence to help organizations identify, manage, and comply with regulatory obligations. Ascent’s AI-driven platform automatically maps relevant regulations to a firm’s specific business profile, generating actionable tasks and ongoing updates as regulations change. The core AI product is designed to reduce manual compliance work, minimize risk, and ensure firms stay up-to-date with evolving regulatory requirements. The target audience for Ascent’s AI product includes banks, broker-dealers, asset managers, and other financial institutions that face complex and frequently changing regulatory environments.